Phenomenal consciousness and self-awareness:
A phenomenological critique of representational theory
Josef Parnas &
Dan Zahavi
Journal of Consciousness Studies 5 (5-6):687-705 (1998)
Abstract
Given the recent interest in the subjective or phenomenal dimension of consciousness it is no wonder that many authors have once more started to speak of the need for phenomenological considerations. Often however the term ‘phenomenology’ is being used simply as a synonym for ‘folk psychology', and in our article we argue that it would be far more fruitful to turn to the argumentation to be found within the continental tradition inaugurated by Husserl. In order to exemplify this claim, we criticize Rosenthal's higher-order thought theory as well as Strawson's recent contribution in this journal, and argue that a phenomenological analysis of the nature of self-awareness can provide us with a more sophisticated and accurate model for understanding both phenomenal consciousness and the notion of self.
I
As readers of the
Journal of Consciousness Studies will know, ‘phenomenal con-
sciousness’ has again become a respectable scientific and philosophical topic. After a
long period of neo-behaviouristic confusion, it has become increasingly clear that an
exhaustive and adequate account of consciousness cannot satisfy itself with a mere
functional analysis of intentional behaviour, but must also take the first-personal or
subjective dimension of experience seriously. As Nagel has pointed out, a necessary
requirement for any coherent reductionism is that the entity to be reduced is properly
understood (Nagel, 1974, p. 437). An attempt to naturalize consciousness must take
its subjectivity seriously, that is, it must account for the fact that there is something it is
like for the subject to be conscious, otherwise the procedure will be question-begging.
However, not only has the problem of phenomenal consciousness become a popu-
lar theme. Recently, a number of analytical philosophers have even started to empha-
size the importance of phenomenological considerations. To take but two examples:
In his book
Consciousness Reconsidered, Owen Flanagan argues in favour of what he
calls the natural method. If we wish to undertake a serious investigation of conscious-
ness, we should not only make use of neuroscientific and psychological (functional)
analyses, but also give phenomenology its due (Flanagan, 1992, p. 11). In a recent
paper Galen Strawson has claimed that a phenomenology of the self must precede a
metaphysics of the self, and that the former investigation into the sense of the self will
put constraints upon the latter investigation into the nature of the self (Strawson,
1997, pp. 406, 409). Thus, when studying consciousness, rather than, say, deep-sea
ecology, we should take phenomenological considerations into account, since an
important and non-negligible feature of consciousness is the way in which it is experienced by the subject.
But what exactly do Flanagan and Strawson refer to when they speak of ‘pheno-
menology?’ Neither makes the obvious move — namely a reference to the continen-
tal philosophical tradition bearing that name — nor, however, do they ever provide
any particular clear definition, but appear to understand ‘phenomenology’ as a kind
of a-theoretical and pre-scientific account of how things seem to be at a perceptual or
introspective glance. That is, they tacitly identify phenomenology and the common-
sense considerations of ‘folk psychology’.
For anybody familiar with the continental tradition inaugurated by Husserl, and developed and transformed by, among many others, Scheler, Heidegger, Fink, Sartre, Merleau-Ponty, Lévinas, and Henry, this notion of phenomenology will strike one as both vague and rather toothless.
The aim of this article will be to argue that phenomenology, understood in a far
more strict and technical (continental) sense, can make significant contributions to a
study of consciousness. In our view, it is counter-productive to continue to disregard
the detailed analyses to be found in the phenomenological tradition in the context of
the upsurge of theoretical and empirical interest in the subjective or phenomenal
dimension of consciousness.1 We will argue that the approach found in continental
phenomenology provides us with a more sophisticated and accurate model of con-
scious experience than the models currently in vogue in cognitive sciences, namely
the so-called higher-order representation theories. Our exposition will draw upon
arguments found within the phenomenological tradition rather than on the corre-
sponding phenomenological analyses which are behind these arguments. This limita-
tion is deliberate, given the critical scope of the current article.*
The main part of our article will be devoted to an analysis of the relation between
phenomenal consciousness, the notion of self, and self-awareness. We will present a
critique of higher-order representation theory of phenomenal awareness, which — in
our view — is highly paradigmatic of the current cognitivist analyses of conscious-
ness. This critique will be followed by an analysis of Strawson’s approach to the
nature of self, recently published in this journal as a keynote paper (Strawson, 1997).
We will repeat our claim that continental phenomenology offers a better conceptual
framework and is more faithful to the analysed subjective experience than his analyti-
cally inspired approach. Finally, we will present a brief case-study of a patient suffer-
ing from schizophrenia. Continental phenomenology, as a truly applied discipline,
has long been influencing psychiatric research, especially in the domain of schizo-
phrenia. This detour into psychopathology is intended to illustrate certain aspects of
the phenomenological method as well as to shed some light upon the nature of self-
awareness, because schizophrenia is a human affliction in which the conditions of
normal self-experience are sharply illuminated. . . ."
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